OUR BUSINESS
Track Record
Over the years our key personnel has been involved in corporate finance activities
of numerous transactions across a broad spectrum of industries, natures and sizes. Together, they bring a wealth of professional knowledge and experience to help our clients accomplish their goals.
IPO Sponsorship
Dec 2023
FAR International Holdings Group Company Limited
STOCK CODE 2516
Sole Sponsor / Sole Overall Coordinator / Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers
Funds Raised: HK$126.0M
Jan 2023
Zhengwei Group Holdings Company Limited
STOCK CODE 2147
Sole Sponsor / Sole Overall Coordinator / Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers
Funds Raised: HK$136.0M
Jul 2020
Yik Wo International Holdings Limited
STOCK CODE 8659
Sole Sponsor / Joint Bookrunner / Joint Lead Manager
Funds Raised: HK$60.0M
Mar 2020
C-Link Squared Limited
STOCK CODE 1463
Sole Sponsor / Joint Lead Manager / Joint Bookrunner
Funds Raised: HK$126.0M
Jul 2019
World Super Holdings Limited
STOCK CODE 8612
Sole Sponsor / Joint Lead Manager
Funds Raised: HK$82.5M
Financial / Independent Financial Advisory
Nov 2024
Palinda Group Holdings Limited
Stock code 8179
Acted as the Financial Adviser to the proposed rights issue on the basis of one rights shares for every two existing shares held on record date on a non-underwritten basis
Nov 2024
Ev Dynamics (Holdings) Limited
Stock code 476
Acted as the Independent Financial Adviser to the certification in relation to the convertible notes adjustments and share options adjustments after the share consolidation
Aug 2024
China Zenith Chemical Group Limited
STOCK CODE 362
Acted as the Independent Financial Adviser to the continuing connected transactions regarding the supplemental agreement in relation to the JV Agreement
Jul 2024
Ev Dynamics (Holdings) Limited
STOCK CODE 476
Acted as the Independent Financial Adviser to the proposed rights issue on the basis of three rights shares for every two adjusted shares held on record date
Jul 2024
Future World Holdings Limited
STOCK CODE 572
Acted as the Independent Financial Adviser to the major and connected transaction in relation to assignment of receivables
May 2024
China Uptown Group Company Limited
STOCK CODE 2330
Acted as the Independent Financial Adviser to the proposed rights issue on the basis of two rights shares for every one share held on the record date on a non-underwritten basis
Apr 2024
Enviro Energy International Holdings Limited
STOCK CODE 1102
Acted as the Independent Financial Adviser to the connected transaction in relation to issue of new shares under specific mandate for debt capitalisation and application for whitewash waiver
Dec 2023
Finsoft Financial Investment Holdings Limited
STOCK CODE 8018
Acted as the Independent Financial Adviser to the proposed rights issue on the basis of three rights shares for every one share held on the record date on a non-underwritten basis
Nov 2023
SoftMedx Healthcare Limited
STOCK CODE 648
Acted as the Financial Adviser to the Loan Conversions into new Shares under Specific Mandate and application of Whitewash Waiver
Nov 2023
Bravo Merit Management Groups Limited
Acted as the Financial Adviser to the unconditional mandatory cash offer by Astrum Capital Management Limited for and on behalf of Bravo Merit Management Groups Limited for all the issued ordinary shares in abc Multiactive Limited (stock code: 8131) (other than those shares already owned or agreed to be acquired by Bravo Merit Management Groups Limited and the parties acting in concert with it)
Oct 2023
Royal Century Resources Holdings Limited
STOCK CODE 8125
Acted as the Independent Financial Adviser to the proposed rights issue on the basis of five rights shares for every one consolidated share held on the record date
Sep 2023
Suxin Joyful Life Services Company Limited
STOCK CODE 2152
Acted as the Independent Financial Adviser to the discloseable and connected transaction in relation to the disposal of equity interest in Suzhou Huirong Business Travel Development Co., Ltd. through public tender
Sep 2023
Almana Limited
STOCK CODE 8186
Acted as the Independent Financial Adviser to the proposed rights issue on the basis of three rights shares for every one share held on the record date
Aug 2023
Comba Telecom Systems Holdings Limited
STOCK CODE 2342
Acted as the Independent Financial Adviser to a possible major transaction and deemed disposal in relation to the Proposed Spin-off and separate listing of the Spin-off Co
Apr 2023
China Zenith Chemical Group Limited
STOCK CODE 362
Acted as the Independent Financial Adviser to (i) the proposed refreshment of general mandate to issue new shares; and (ii) the proposed refreshment of scheme mandate limit
Mar 2023
China New City Commercial Development Limited
STOCK CODE 1321
Acted as the Independent Financial Adviser to major and connected transaction in relation to mortgage arrangement framework agreement and provision of financial assistance
Dec 2022
TOT BIOPHARM International Company Limited
STOCK CODE 1875
Acted as the Independent Financial Adviser to connected transaction involving issue of new shares under specific mandate to trustee holding shares on trust for connected persons
Nov 2022
China Zenith Chemical Group Limited
STOCK CODE 362
Acted as the Independent Financial Adviser to the rights issue on the basis of five rights shares for every two adjusted shares held on record date
Jul 2022
Paradise Entertainment Limited
STOCK CODE 1180
Acted as the Independent Financial Adviser to continuing connected transactions in relation to further revision of the Revised Annual Cap under the Renewed Supply Framework Agreement
Jul 2022
TOT BIOPHARM International Company Limited
STOCK CODE 1875
Acted as the Independent Financial Adviser to connected transaction involving Subscription by two connected persons for new shares to be issued under Specific Mandate
Mar 2022
Brii Biosciences Limited
STOCK CODE 2137
Acted as the Independent Financial Adviser to connected transactions in relation to proposed grants of restricted share units to executive directors
Jan 2022
Bingo Group Holdings Limited
STOCK CODE 8220
Acted as the Independent Financial Adviser to connected transaction in relation to the issue of convertible bonds under specific mandate
Dec 2021
Hevol Services Group Co. Limited
STOCK CODE 6093
Acted as the Financial Adviser to major transaction in relation to the acquisition of 70% equity interest in a property management company in the PRC
Dec 2021
Kasen International Holdings Limited
STOCK CODE 496
Acted as the Independent Financial Adviser to major transaction and continuing connected transaction in relation to the 2021 CCT Master Agreement
Oct 2021
Worldgate Global Logistics Ltd
STOCK CODE 8292
Acted as the Financial Adviser to the rights issue on the basis of three rights shares for every one existing shares held on record date on a non-underwritten basis
May 2021
Art Group Holdings Limited
STOCK CODE 565
Acted as the Financial Adviser to the very substantial disposal of 75% equity interests in a subsidiary and very substantial acquisitions in relation to lease contracts
Mar 2021
China Dili Group
STOCK CODE 1387
Acted as the Independent Financial Adviser to the proposed refreshment of general mandate
Mar 2021
Wan Leader International Limited
STOCK CODE 8482
Acted as the Financial Adviser to discloseable transactions – disposal of subsidiary and the corresponding shareholder’s loan; and change in use of proceeds from the listing
Oct 2020
World Super Holdings Limited
STOCK CODE 8612
Acted as the Financial Adviser to discloseable transactions: (I) disposal of machineries; and (II) provision of financial assistance
Aug 2020
TOT BIOPHARM International Company Limited
STOCK CODE 1875
Acted as the Independent Financial Adviser to the connected transaction involving issue of new shares to trustee holding shares on trust for certain directors
May 2020
China Dili Group
STOCK CODE 1387
Acted as the Independent Financial Adviser to the major and connected transaction and proposed grant of specific mandate for the conversion shares
Apr 2020
Bingo Group Holdings Limited
STOCK CODE 8220
Acted as the Independent Financial Adviser to the major and connected transaction in relation to the acquisition of the remaining 30% of the entire issued share capital of the target companies
Feb 2020
Pine Care Group Limited
STOCK CODE 1989
Acted as the Independent Financial Adviser to the unconditional mandatory general cash offer
Feb 2020
Ying Kee Tea House Group Limited
STOCK CODE 8241
Acted as the Independent Financial Adviser to very substantial acquisition and connected transactions
Feb 2020
Hevol Services Group Co. Limited
STOCK CODE 6093
Acted as the Financial Adviser to major transaction of acquisition of 70% equity interest in a property management company in China
Nov 2019
EFT Solutions Holdings Limited
STOCK CODE 8062
Acted as the Financial Adviser to very substantial disposal and connected transaction
Oct 2019
BGMC International Limited
STOCK CODE 1693
Acted as the Independent Financial Adviser to continuing connected transactions
Sep 2019
China Dili Group
STOCK CODE 1387
Acted as the Independent Financial Adviser to major acquisition and connected transaction
Sep 2019
Zioncom Holdings Limited
STOCK CODE 8287
Acted as the Independent Financial Adviser to the mandatory unconditional cash offer
Aug 2019
China Digital Cultures (Group) Limited
STOCK CODE 8175
Acted as the Financial Adviser to the subscription of new shares under general mandate
Jun 2019
On Real International Holdings Limited
STOCK CODE 8245
Acted as the Financial Adviser to the discloseable and connected transaction
May 2019
Beijing Capital Land Limited
STOCK CODE 2868
Independent Financial Adviser to rights issue and connected transaction in respect of the proposed underwriting of H shares by controlling shareholders
May 2019
Ascent International Holdings Limited
STOCK CODE 264
Independent Financial Adviser to the mandatory unconditional cash offer
May 2019
China Jicheng Holdings Limited
STOCK CODE 1027
Financial Adviser to acquisition of target company
Mar 2019
Hailan Holdings Limited
STOCK CODE 2278
Independent Financial Adviser to discloseable and continuing connected transaction
Feb 2019
Shunten International (Holdings) Limited
STOCK CODE 932
Financial Adviser in relation to placing of convertible bonds under general mandate
Jan 2019
Shougang Concord Century Holdings Limited
STOCK CODE 103
Independent Financial Adviser to the proposed issue of convertible bonds of connected transaction
Dec 2018
AUX International Holdings Limited
STOCK CODE 2080
Independent Financial Adviser to the revision of annual caps of continuing connected transaction
Nov 2018
Shunten International (Holdings) Limited
STOCK CODE 932
Financial Adviser to the discloseable transaction
Nov 2018
Cybernaut International Holdings Company Limited
STOCK CODE 1020
Financial Adviser to the major disposal
Oct 2018
Beijing Capital Land Limited
STOCK CODE 2868
Independent Financial Adviser to the amendments to non-competition undertakings
Aug 2018
Evershine Group Holdings Limited
STOCK CODE 8022
Financial Adviser to the major and connected transaction
Jul 2018
SDM Group Holdings Limited
STOCK CODE 8363
Independent Financial Adviser to the discloseable and connected transaction
Jul 2018
China Shandong Hi-Speed Financial Group Limited
STOCK CODE 412
Financial Adviser to the comfort letter on sufficiency of working capital
Jun 2018
Renhe Commercial Holdings Company Limited
STOCK CODE 1387
Independent Financial Adviser to the very substantial acquisition and connected transaction
Jun 2018
Hong Kong Finance Investment Holding Group Limited
STOCK CODE 00007
Financial Adviser to the change of company name
Jun 2018
Ascent International Holdings Limited
STOCK CODE 264
Independent Financial Adviser to the mandatory unconditional cash offer
Mar 2018
Hong Kong Resources Holdings Company Limited
STOCK CODE 2882
Financial Adviser to the adjustment to convertible bonds price
Jan 2018
Zhejiang Prospect Company Limited
STOCK CODE 8273
Independent Financial Adviser to the discloseable and connected transaction
Jan 2018
Winto Group (Holdings) Limited
STOCK CODE 8238
Financial Adviser to the offeree company in relation to the mandatory unconditional cash offer
Dec 2017
e-Kong Group Limited
STOCK CODE 524
Independent Financial Adviser to the discloseable and connected transaction
Oct 2017
LEAP Holdings Group Limited
STOCK CODE 1499
Joint Independent Financial Adviser to the proposed mandatory general offer
Aug 2017
Ascent International Holdings Limited
STOCK CODE 264
Independent Financial Adviser to the continuing connected transaction
Jul 2017
Sino Vision Worldwide Holdings Limited
STOCK CODE 8086
Financial Adviser to the acquisition and issue of consideration shares under specific mandate
Jul 2017
Hin Sang Group (International) Holding Co. Ltd
STOCK CODE 6893
Financial Adviser to the review of annual report and circular
Jun 2017
Millennium Pacific Group Holdings Limited
STOCK CODE 8147
Joint Independent Financial Adviser to the proposed mandatory general offer
May 2017
Sinoref Holdings Limited
STOCK CODE 1020
Financial Adviser to the change of company name
May 2017
Capital VC Limited
STOCK CODE 2324
Financial Adviser to rights issue
Apr 2017
Aurum Pacific (China) Group Limited
STOCK CODE 8148
Financial Adviser to the discloseable transaction
Dec 2016
KEE Holdings Company Limited
STOCK CODE 2011
Independent Financial Adviser to the continuing connected transaction
Dec 2016
Hong Kong Finance Investment Holding Group Limited
STOCK CODE 00007
Financial Adviser to the discloseable transaction
Oct 2016
Hong Kong Finance Investment Holding Group Limited
STOCK CODE 00007
Financial Adviser to the major acquisition and connected transaction
Oct 2016
Kasen International Holdings Limited
STOCK CODE 496
Financial Adviser to the major transaction
Jul 2016
China Environmental Resources Group Limited
STOCK CODE 1130
Independent Financial adviser to the continuing connected transaction and a proposed refreshment of general mandate
Jun 2016
Bolina Holding Company Limited
STOCK CODE 1190
Financial Adviser on major and disposal transaction
May 2016
China Zenith Chemical Group Limited
STOCK CODE 362
Financial Adviser on discloseable and connected transaction
Compliance Advisory
Dec 2023
FAR International Holdings Group Company Limited
STOCK CODE 2516
Jan 2023
Zhengwei Group Holdings Company Limited
STOCK CODE 2147
Jul 2020
Yik Wo International Holdings Limited
STOCK CODE 8659
Mar 2020
C-Link Squared Limited
STOCK CODE 1463
Jul 2019
World Super Holdings Limited
STOCK CODE 8612
Mar 2019
Dominate Group Holdings Company Limited
STOCK CODE 8537
Jan 2019
L&A International Holdings Limited
STOCK CODE 8195
Nov 2018
Sino Splendid Holdings Limited
STOCK CODE 8006
Jun 2018
hmvod Limited
STOCK CODE 8103
Underwriting / Placing
Dec 2023
FAR International Holdings Group Company Limited
STOCK CODE 2516
Acted as Sole Sponsor, Sole Overall Coordinator, Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers and raised HK$126.0M
Funds Raised: HK$126.0M
Dec 2023
Shenghui Cleanness Group Holdings Limited
STOCK CODE 2521
Acted as the Joint Bookrunner and Joint Lead Manager and raised HK$119.6M
Funds Raised: HK$119.6M
Jan 2023
Zhengwei Group Holdings Company Limited
STOCK CODE 2147
Acted as Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers and raised HK$136.0M.
Funds Raised: HK$136.0M
Nov 2021
Worldgate Global Logistics Ltd
STOCK CODE 8292
Acted as the Placing Agent and raised HK$33.0M
Funds Raised: HK$33.0M
Jun 2021
Worldgate Global Logistics Ltd
STOCK CODE 8292
Acted as the Placing Agent and raised HK$4.0M
Funds Raised: HK$4.0M
Jul 2020
Yik Wo International Holdings Limited
STOCK CODE 8659
Acted as the Joint Lead Manager and Joint Bookrunner and raised HK$60.0M
Funds Raised: HK$60.0M
Mar 2020
C-Link Squared Limited
STOCK CODE 1463
Acted as the Joint Lead Manager and Joint Bookrunner and raised HK$126.0M
Funds Raised: HK$126.0M
Jul 2019
Homeland Interactive Technology Limited
STOCK CODE 3798
Acted as Co-Lead Manager and raised HK$423.90M
Funds Raised: HK$423.9M
Jul 2019
World Super Holdings Limited
STOCK CODE 8612
Acted as the Joint Lead Manager and raised HK$82.5M
Funds Raised: HK$82.5M
Nov 2017
GT Steel Construction Group Limited
STOCK CODE 8402
Acted as the Co-Lead Manager and raised HK$36.0M
Funds Raised: HK$36.0M
May 2016
Sinoref Holdings Limited
STOCK CODE 1020
Acted as the Placing Agent and raised HK$66.8M
Funds Raised: HK$66.8M